Why do Hot Air Balloons Fly

How the Ideal Gas Law and Archimedes's Principle Apply to Ballooning

© Paul A. Heckert

Nov 10, 2008
Hot Air Balloon in Flight, Dave Parkes - GNUFDL
Two fundamental principles of physics govern hot air balloon flight. They are not the same principles that govern airplane flight.

At a hot air balloon festival, hot air balloons slowly fill and then rise majestically in the predawn sky. These hot air balloons fly because of two fundamental principles of physics: the ideal gas law and Archimedes's principle.

Ideal Gas Law

The ideal gas law is a mathematical relationship between the volume pressure and temperature of a gas. For a given quantity of gas, the pressure, P, multiplied by the volume, V, divided by the temperature, T, remains a constant.

If a gas is heated, as in a hot air balloon, then its volume will increase. A heater in the balloon's basket heats the air inside the balloon and blows hot air into the balloon. As the volume of gas increases, it fills the balloon. Soon the balloon is full of hot air. If the air continues to heat up, it expands and flows out of the hole in the bottom of the balloon.

Hence a balloon filled with hot air contains fewer air molecules than the same balloon inflated to the same size with cool air. A hot air balloon will therefore be less dense than a balloon filled with cool air as a consequence of the ideal gas law.

Archimedes's Principle

Archimedes's principle states that when an object is suspended in a fluid, the buoyant force acting on an object is equal to the weight of the fluid displaced. As a consequence of Archimedes's principle, an object will float in a fluid if it is less dense than the fluid.

Ordinarily people think of a fluid as being a liquid, however in science a fluid is defined as either a liquid or a gas. Air is therefore a fluid and Archimedes's principle applies to floating in air as well as floating in a liquid.

Hot Air Balloons

The balloon filled with hot air is less dense than when it is filled with cool air. For the balloon to rise and lift the basket and passengers off the ground, the hot air in the balloon must have a low density. The balloon, basket, and passengers combination must weigh less than the total amount of air displaced by the balloon. Then the upward buoyant force exceeds the downward weight (gravitational force).

Helium filled balloons float by the same principle because helium gas is much less dense than air.

The hot air filling the balloon reduces its density according to the ideal gas law. When its total density is less than the density of air, it floats according to Archimedes's principle.

The density difference is greater when the air temperature is cooler, so hot air balloons are often inflated in the cooler predawn hours.

Enjoy watching hot air balloons soar into the air, or take a balloon flight. Understanding the physics that causes them to silently float upwards increases their beauty. Fundamental physical principles are beautiful to the mind and contribute to visual beauty.

Further Reading

Bloomfield, L.A. How Things Work 3rd ed. Wiley, 2006


The copyright of the article Why do Hot Air Balloons Fly in Physics is owned by Paul A. Heckert. Permission to republish Why do Hot Air Balloons Fly in print or online must be granted by the author in writing.


Hot Air Balloon in Flight, Dave Parkes - GNUFDL
Hot Air Balloons Nightglow , Hans Jurgen Rath Akrisios
Hot Air Balloons over Masai Mara, Kenya, Whit Welles - GNUFDL
   


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Comments
Nov 17, 2008 4:12 PM
Guest :
this was an interesting recent article about physics!
Feb 22, 2009 2:52 AM
Martin P Wilson :
it makes physics real when one can see how it works inb real life.
A slight correction:
Quote: The balloon, basket, and passengers combination must weigh less than the total amount of air displaced by the balloon.
Actually it should be balloon, basket, passengers and AIR in the envelope must weigh less than the air displaced (otherwise a cool air balloon would fly!)....
Feb 22, 2009 7:13 AM
Paul A. Heckert :
That is absolutely correct. The weight of the inflated balloon must include the air inside the balloon.
3 Comments